SRO Rules and Responses
IFIC strongly supports industry self-regulation. IFIC welcomed the creation of the New Self-Regulatory Organization of Canada (New SRO), which was formed in January 2023 through the amalgamation of the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada. IFIC will provide industry input to ongoing consultations related to the implementation of the New SRO as well as any rule changes it introduces in response to evolving marketplace and investor needs.
Documents
2018
2017
2016
IFSE Submission – MFDA and BCSC – ETF Proficiency (September 28, 2016)
IFSE Submission to MFDA and BCSC on ETF Proficiency - September 28, 2016
2015
2016
IFSE Submission – MFDA and BCSC – ETF Proficiency (September 28, 2016)
IFSE Submission to MFDA and BCSC on ETF Proficiency - September 28, 2016
2015
IFSE Submission to MFDA and BCSC on ETF Proficiency - September 28, 2016