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The Voice of Canada’s Investment Funds Industry

SRO Rules and Responses

IFIC strongly supports industry self-regulation. IFIC welcomed the creation of the New Self-Regulatory Organization of Canada (New SRO), which was formed in January 2023 through the amalgamation of the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada. IFIC will provide industry input to ongoing consultations related to the implementation of the New SRO as well as any rule changes it introduces in response to evolving marketplace and investor needs.


IFIC Comment Letter - MFDA - Proposed MFDA Rules 1.2 and 1.2.6 and Proposed MFDA Policy No. 9 (Continuing Education Requirements) (June 19, 2018)

IFIC Submission – MFDA – Proposed Continuing Education Requirements (April 27, 2017)

IFIC Submission — IIROC — Proposed Guidance on Order Execution Only Services and Activities (February 3, 2017)

IFIC Submission – MFDA – Misleading Business Titles (Rule 1.2.5) (January 25, 2017)