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The Voice of Canada’s Investment Funds Industry

National Instruments

As a result of the harmonization efforts of the Canadian Securities Administrators, securities markets are governed by a number of largely aligned national or multi-lateral instruments. The national instruments that apply to mutual funds include:

  • NI 31-103 Registration and Exemptions
  • NI 81-101 Mutual Fund Prospectus Disclosure
  • NI 81-102 Mutual Funds
  • NI 81-106 Investment Fund Continuous Disclosure


Documents



NI 31-103 Registration and Exemptions

2016
IFIC Submission – CSA Proposed Amendments to NI 31-103 (October 5, 2016)

2014
IFIC Submission – IIROC – Conforming Rule Amendments for NI 31-103 (November 17, 2014)

IFIC Letter to MFDA - Proposed Amendments to MFDA Rules 2 8 3 (Rates of Return) 5 3 (Client Reporting) and 5 4 (Trade Confirmations) (September 11, 2014)

IFIC Submission - CSA - Proposed Amendments to National Instrument 31-103 - March 5, 2014

2011
Submission to CSA - NI 31-103 Investment Fund Manager Registration (January 13, 2011)

2010
Submission to MFDA and BCSC - NI 31-103 Implementation (March 23, 2010)


NI 81 – 101 (see Point of Sale)


NI 81-102 Mutual Funds

2016
IFIC Submission - CSA Proposed Amendments to NI 81-102 - Alternative Funds (December 22, 2016)

2013
Comment Letter to CSA - Proposed Amendments to NI 81-102 (Modernization Phase 2)

Comment Letter to CSA - Proposed Amendments to NI 81-102 (Modernization Phase 2) (August 23, 2013)

2011
Submission to OSC - OSC Statement of Priorities (April 27, 2011)


NI 81-106 Investment Fund Continuous Disclosure


NI 81-107 Fund Governance