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The Voice of Canada’s Investment Funds Industry

National Instruments

As a result of the harmonization efforts of the Canadian Securities Administrators, securities markets are governed by a number of largely aligned national or multi-lateral instruments. The national instruments that apply to investment funds include:

  • NI 31-103 Registration and Exemptions
  • NI 81-101 Mutual Fund Prospectus Disclosure
  • NI 81-102 Mutual Funds
  • NI 81-106 Investment Fund Continuous Disclosure


Documents

2021
IFIC Submission – CSA – Proposed Amendments to NI 33-109 and Related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines (May 5, 2021)

2020
IFIC Submission - CSA - Proposed Amendments to NI 31-103 and Changes to CP 31-103 to Enhance Protection of Older and Vulnerable Clients (July 20, 2020)


NI 31-103 Registration and Exemptions

2021
IFIC Submission - MFDA - Proposed Amendments to MFDA Staff Notice MSN-0069 - Suitability (August 19, 2021)

IFIC Submission - MFDA - Proposed Amendments to MFDA Regulatory Instruments to Conform to Requirements Under the Client Focused (January 18, 2021)

2016
IFIC Submission – CSA Proposed Amendments to NI 31-103 (October 5, 2016)

2014
IFIC Submission – IIROC – Conforming Rule Amendments for NI 31-103 (November 17, 2014)

IFIC Letter to MFDA - Proposed Amendments to MFDA Rules 2 8 3 (Rates of Return) 5 3 (Client Reporting) and 5 4 (Trade Confirmations) (September 11, 2014)

IFIC Submission - CSA - Proposed Amendments to National Instrument 31-103 - March 5, 2014

NI 81-101 (see Point of Sale)

NI 81-102 Mutual Funds

2016
IFIC Submission - CSA Proposed Amendments to NI 81-102 - Alternative Funds (December 22, 2016)

2013
Comment Letter to CSA - Proposed Amendments to NI 81-102 (Modernization Phase 2)

NI 81-106 Investment Fund Continuous Disclosure

NI 81-107 Fund Governance

 

 

 

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