SRO Rules and Responses
Rules enacted and enforced by the Mutual Fund Dealers Association (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) are important to a smooth functioning investment funds industry and contribute to Canadian investor security and confidence. IFIC supports these two bodies by commenting and providing industry input on prospective rule changes as the MFDA and IIROC respond to an evolving marketplace and investor needs.
Documents
2019
2018
2017
2016
IFSE Submission – MFDA and BCSC – ETF Proficiency (September 28, 2016)
IFSE Submission to MFDA and BCSC on ETF Proficiency - September 28, 2016
2017
2016
IFSE Submission – MFDA and BCSC – ETF Proficiency (September 28, 2016)
IFSE Submission to MFDA and BCSC on ETF Proficiency - September 28, 2016
IFSE Submission to MFDA and BCSC on ETF Proficiency - September 28, 2016