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The Voice of Canada’s Investment Funds Industry

Regulators’ Priorities

Many of the industry’s regulatory bodies publish statements of priorities and offer stakeholders an opportunity to comment and make proposals. IFIC focuses its commentary on the industry’s lead provincial regulators, the Ontario Securities Commission, the Autorité des marchés financiers (Quebec), and the Canadian Securities Administrators, as well as the industry’s two SROs – the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada.

The overarching goal of our commentary is to foster a strong, stable mutual funds industry where Canadian investors can realize their financial goals.



Documents

2010
Submission to FSCO - Statement of Priorities (May 17, 2010)

2009
IFIC Response to the Request for Comments on the Securities Commission's Draft Statement of Priorities (June 1, 2009)

IFIC Response to the Request for Comments on the Financial Services Commission of Ontario's Draft Statement of Priorities (May 25, 2009)

2008
Submission to FSCP: Request for Comments on the Financial Services Commission of Ontario’s Statement - 06 2008

Submission to OSC: OSC Notice 11-762 - Request for Comments Regarding Statement of Priorities - 05 2008

2002
Submission to OSC: OSC Statement of Priorities for Fiscal 20022003 – Response to Request for Comments - 06 2002