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The Voice of Canada’s Investment Funds Industry

Regulators’ Priorities

Many of the industry’s regulatory bodies publish statements of priorities and offer stakeholders an opportunity to comment and make proposals. IFIC focuses its commentary on the industry’s lead provincial regulators, the Ontario Securities Commission, the Autorité des marchés financiers (Quebec), and the Canadian Securities Administrators, as well as the industry’s two SROs – the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada.

The overarching goal of our commentary is to foster a strong, stable investment funds industry where Canadian investors can realize their financial goals.


IFIC Submission - OSC - Staff Notice 11-785 Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2020 (May 27, 2019)

Submission on the OSC's draft statement of priorities

IFIC Submission – Competition Bureau – Technology-led Innovation and Emerging Services in the Canadian Financial Services Sector (November 17, 2017)

IFIC Submission – Ontario Securities Commission – 2016-17 Statement of Priorities (May 9, 2016)

IFIC Submission – Financial Services Commission of Ontario – 2015-16 Statement of Priorities (June 8, 2015)

IFIC Submission - Ontario Ministry of Finance - FSCO Mandate Review (June 5, 2015)

IFIC Submission – Ontario Securities Commission – 2015-16 Statement of Priorities (June 1, 2015)

Submission to OSC (Robert Day) - Ontario Securities Commission Notice 11-768 - 2013-2014 Statement of Priorities (June 3, 2013)

Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)

Submission to OSC - OSC Statement of Priorities (April 27, 2011)

IFIC Response to the Request for Comments on the Securities Commission's Draft Statement of Priorities (June 1, 2009)