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The Voice of Canada’s Investment Funds Industry

Regulators’ Priorities

Many of the industry’s regulatory bodies publish statements of priorities and offer stakeholders an opportunity to comment and make proposals. IFIC focuses its commentary on the industry’s lead provincial regulators, the Ontario Securities Commission, the Autorité des marchés financiers (Quebec), and the Canadian Securities Administrators, as well as the industry’s two SROs – the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada.

The overarching goal of our commentary is to foster a strong, stable mutual funds industry where Canadian investors can realize their financial goals.



Documents

2016
IFIC Submission – Ontario Securities Commission – 2016-17 Statement of Priorities (May 9, 2016)

IFIC Comments on Ontario Securities Commission’s 2016-2017 Statement of Priorities

2015
IFIC Submission – Financial Services Commission of Ontario – 2015-16 Statement of Priorities (June 8, 2015)

IFIC Submission - Ontario Ministry of Finance - FSCO Mandate Review (June 5, 2015)

IFIC Submission – Ontario Securities Commission – 2015-16 Statement of Priorities (June 1, 2015)

Achieving a Consistent Investor-Focussed Approach

J De Laurentiis speech to The Strategy Institute (April 22, 2015)


2013
Submission to OSC (Robert Day) - Ontario Securities Commission Notice 11-768 - 2013-2014 Statement of Priorities (June 3, 2013)

2012
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)

2011
Submission to OSC - OSC Statement of Priorities (April 27, 2011)

2010
Submission to FSCO - Statement of Priorities (May 17, 2010)