Regulators’ Priorities
Many of the industry’s regulatory bodies publish statements of priorities and offer stakeholders an opportunity to comment and make proposals. IFIC focuses its commentary on the industry’s lead provincial regulators, the Ontario Securities Commission, the Autorité des marchés financiers (Quebec), and the Canadian Securities Administrators, as well as the industry’s two SROs – the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada.
The overarching goal of our commentary is to foster a strong, stable investment funds industry where Canadian investors can realize their financial goals.
Documents
2019
IFIC Submission - OSC - Staff Notice 11-785 Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2020 (May 27, 2019)
Submission on the OSC's draft statement of priorities
2017
2016
2015
Achieving a Consistent Investor-Focussed Approach
J De Laurentiis speech to The Strategy Institute (April 22, 2015)
2013
2012
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)
Submission on the OSC's draft statement of priorities
2016
2015
Achieving a Consistent Investor-Focussed Approach
J De Laurentiis speech to The Strategy Institute (April 22, 2015)
2013
2012
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)
Achieving a Consistent Investor-Focussed Approach
J De Laurentiis speech to The Strategy Institute (April 22, 2015)
2013
2012
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)
