Regulators’ Priorities
Many of the industry’s regulatory bodies publish statements of priorities and offer stakeholders an opportunity to comment and make proposals. IFIC focuses its commentary on the industry’s lead provincial regulators, the Ontario Securities Commission, the Autorité des marchés financiers (Quebec), and the Canadian Securities Administrators, as well as the industry’s two SROs – the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada.
The overarching goal of our commentary is to foster a strong, stable mutual funds industry where Canadian investors can realize their financial goals.
Documents
2016
2015
Achieving a Consistent Investor-Focussed Approach
J De Laurentiis speech to The Strategy Institute (April 22, 2015)
2013
2012
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)
2011
2010
Achieving a Consistent Investor-Focussed Approach
J De Laurentiis speech to The Strategy Institute (April 22, 2015)
2013
2012
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)
2011
2010
Submission - OSC - Comments on OSC Notice 11-766 - Draft 2012 Statement of Priorities (June 6, 2012)
