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The Voice of Canada’s Investment Funds Industry

Focus Event on Registrant Regulation Conduct & Compliance

May 3, 2018



Focus Event on Registrant Regulation Conduct & Compliance

With new updates from CSA, an emphasis on compliant sales practices and harmonization between financial planning and securities regulations, you must adapt quickly. The 11th Focus Event on Registrant Regulation Conduct & Compliance is your chance to engage in active sessions with the main regulators in the country to update your compliance process. Gain insights on why the compliance function is now vital to business success and what that means for your career, the latest updates from CSA, providing suitable advice to older investors, and more. For further details on session topics and speakers, visit the event website.

Register using complimentary discount code IFIC20 to receive 20% off your registration (Code cannot be used in conjunction with another offer.)